All Episodes

FINRA's Intraday Margin Standard: What Investors and Members Need to Know

Inside FINRA's Financial Intelligence Fusion Center

How FINRA Turns Member Feedback Into Action

Inside FINRA Forward: A Conversation with FINRA Board Chair Scott Curtis

How FINRA Is Enhancing Member Firm Examinations

Trading Around the Clock: Inside FINRA's Trade Reporting Enhancements

How FINRA Is Streamlining Data Requests

Financial Security in 2026: Tips for Investors and How Firms Can Help

Investors in the United States: Key Trends and Insights from the National Financial Capability Study

Navigating the 2026 Regulatory Oversight Report: Key Insights from FINRA Leadership

Making Your Voice Heard Through FINRA Member Engagement

Building Cybersecurity Resilience Through FINRA Forward

A Conversation with FINRA CEO Robert Cook and Small Firm Advisory Committee Chair Preston Haxo

Encore | Investing Wisely in 2025: Avoiding Scams and Achieving Your Financial Goals

Previewing FINRA’s Crypto and Blockchain Education Program

National Financial Capability Study: Key Trends and Insights

A Conversation With FINRA Chair Scott Curtis

Robert Cook on FINRA Forward, and More

Vendor Vigilance: Navigating Third-Party Risk

Protecting Investors: FINRA Securities Helpline for Seniors' 10th Anniversary

Protecting Yourself from Financial Fraud: Navigating an Evolving Landscape

Using Data to Stay Ahead of Risk: Introducing FINRA’s StratIntel Team

Unpacking the 2025 FINRA Annual Regulatory Oversight Report

Investing Wisely in 2025: Avoiding Scams and Achieving Your Financial Goals

Unlocking Transparency: Navigating FINRA’s Market Data Offerings

Encore | An Introduction to FINRA’s Crypto Asset Work and the Crypto Hub

Special Investigations Unit: Combating Money Laundering and Fraud in the Securities Industry

The Forgotten Generation: Shining a Spotlight on Gen X’s Financial Health

The Latest Research: Why Do Targets Engage with Scams?

The Victim Experience: When Romance Leads to a Crypto Scam

Disrupting the Cycle of Financial Fraud Through Collaboration and Innovation

FINRA’s Examination Program: Optimizing for the Future

FINRA’s Membership Application Program: Safeguarding the Integrity of the Markets

An Update on FINRA’s Crypto Asset Work and the Crypto Hub

Financial Intelligence Unit: Connecting the Industry with Actionable Information

Finfluencers: New Marketing Strategies Meet Existing Compliance Obligations

Amendments to FINRA Rule 4210: Covered Agency Transactions

FINRA’s High-Risk Representative Program: Keeping an Eye on Individuals Posing a Heightened Risk of Misconduct

Insider Trading Detection: FINRA’s Vital Role in Ensuring Market Integrity

Fighting Financial Exploitation: FINRA’s Vulnerable Adults and Seniors Team

Preparing for Change: What to Know About the Shift to T+1

A Cybersecurity Update with FINRA's Complex Investigations and Intelligence Team

MRTS 2.0: A Redesign for a Rapidly Evolving Market

An Evolving Landscape: Generative AI and Large Language Models in the Financial Industry

Investors of Color: New Insights from FINRA’s Investor Education Foundation

From NCFC to Enforcement Head: Reintroducing Bill St. Louis

Compliance and Communication: An Update on FINRA’s Crypto Asset Targeted Exam

2024’s Must-Read | FINRA’s Annual Regulatory Oversight Report

FINRA’s Blockchain Lab: Regulation and Innovation For The Future

A Closer Look at Crypto: The Crucial Role of FINRA’s CAI Team

An Introduction to FINRA’s Crypto Asset Work and the Crypto Hub

2023’s Must-Read | Report on FINRA’s Examination and Risk Monitoring Program

Introducing FINRA's Complex Investigations and Intelligence team and Cyber and Analytics Unit

Financial Capability Study: Financial Wellbeing During a Global Pandemic

The Essential Senior Investor Protection Tools: FINRA Rules 2165 and 4512

Overlapping Risks, Part 2: Anti-Money Laundering and Elder Exploitation

Overlapping Risks, Part I: Anti-Money Laundering and Cybersecurity

Regulation Best Interest: Implementing a New Standard of Conduct

Beyond Hollywood, Part II: AML Priorities and Best Practices

Beyond Hollywood: Money Laundering in the Securities Industry

CRD Transformation: Enhancing the Registration & Disclosure Process

The Annual Priorities Letter: A Fresh Take

Insider Trading: Finding the Needle in the Haystack

The New SIE Exam: Opening Doors to the Securities Industry